Assistant Manager, Compliance & Risk
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Summary and Overview
- Assistant Manager, Compliance & Risk
- Hong Kong
- Permanent
- Full Time
- Competitive Salary & Benefits
Are you ready to make your mark in compliance?
We’re looking for a motivated Assistant Manager, Compliance & Risk to join our team in Hong Kong. This is a fantastic opportunity to build on your expertise in AML, compliance frameworks and risk management, while supporting a fast-growing international business.
What You'll Do
In this varied role, you’ll work closely with the Regional Head of Compliance, Asia to keep our compliance framework robust, effective, and aligned with regulatory requirements.
Your responsibilities will include:
- Supporting TCSP licensing obligations and ensuring requirements are met
- Monitoring regulatory developments and assessing business impact
- Assisting with AML/CFT activities including KYC/CDD, transaction monitoring, screening and suspicious activity reporting
- Conducting compliance reviews and risk assessments under the annual Compliance Monitoring Plan
- Delivering training sessions and raising awareness across the business
- Liaising with regulators and auditors during inspections and inquiries
- Maintaining compliance registers and preparing regular reports for senior management
About You
We’re looking for someone who brings:
- 3–5 years’ experience in compliance, AML, or risk management
- Strong knowledge of AML regulations and compliance frameworks
- Experience preparing compliance reports and supporting regulatory submissions
- Excellent communication skills in English and Chinese (Mandarin a plus)
- Proficiency in Microsoft Office (Excel, Word, PowerPoint)
- A recognised compliance or AML qualification (e.g., ICA, ACAMS) is desirable
Personal Attributes
The right person for this role will be:
- Detail-focused & analytical with a sharp eye for spotting risks and ensuring accuracy
- Calm under pressure and able to manage sensitive issues with confidence and discretion
- Collaborative & approachable, a trusted team player who communicates clearly at all levels
- Proactive & solutions-driven resourceful in finding ways to strengthen processes and frameworks
- Ethical & principled, committed to integrity, accountability, and doing what’s right
- Culturally aware, able to work effectively across regions and jurisdictions
Equiom Group – Let’s Achieve More, Together
For over 45 years, we’ve been helping high-net-worth individuals and international businesses bring their ambitions to life. Equiom is a global professional services provider, supporting private clients, corporate clients, and funds as they navigate the ever-changing business landscape.
We’re passionate about what we do and genuinely care about our clients. That’s why we go beyond the expected — offering exceptional, tailored end-to-end services to protect wealth and support business success. Our approach is personal, proactive, and built on strong, lasting relationships.
As a growing business, we’re always evolving — embracing change, investing in our future, and staying ahead of the curve. It’s an exciting time to join us, and we’re looking for brilliant, motivated people who want to grow with us.
Thinking of applying?
If this sounds like a role you might enjoy, we’d love to hear from you. Maybe you don’t meet every requirement but feel you’ve got a lot to offer? That’s okay — reach out for a confidential chat, and we’ll talk it through together.
Everyone’s welcome at Equiom
We’re proud to be a global business that champions diversity and inclusion. We welcome applicants from all backgrounds and experiences. Whether your qualifications are local or international, what matters most to us is your potential. Every application is considered on its own merit, in line with local employment and equality laws.
- Department
- Compliance & Risk
- Role
- (E) Assistant Manager
- Locations
- Hong Kong
- Employment type
- Full-time
- Team
- Compliance
- Department
- Central Compliance & Risk
About Equiom Group
We are on a journey and we want you to join us. We never stop learning and that is why we provide our people with the tools, knowledge and experiences to help them thrive and grow. Whatever your level of experience, there could be a place for you at Equiom.
Already working at Equiom Group?
Let’s recruit together and find your next colleague.